PREF — Principal Spectrum Preferred Secs Active ETF Institutional Holders · Q3 2026
Who owns Principal Spectrum Preferred Secs Active ETF (PREF)? 5 institutions reported holding $3.57M in SEC 13F filings for Q3 2026 (period ended 2026-09-30). Largest holders: MassMutual Private Wealth & Trust, FSB ($2.4M), First Citizens Financial Corp ($1.0M), Roxbury Financial LLC ($74,315).
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | MassMutual Private Wealth & Trust, FSB | $2.4M | 133,360 | Trimmed |
| 2 | First Citizens Financial Corp | $1.0M | 55,522 | Trimmed |
| 3 | Roxbury Financial LLC | $74,315 | 4,050 | Added |
| 4 | Farther Finance Advisors, LLC | $21,628 | 1,179 | Trimmed |
| 5 | Rosenberg Matthew Hamilton | $9,083 | 495 | Hold |
Source: SEC Form 13F filings · as of 2026-09-30