PBMY — Pgim Rock ETF Tr Institutional Holders · Q2 2026
Who owns Pgim Rock ETF Tr (PBMY)? 17 institutions reported holding $29.57M in SEC 13F filings for Q2 2026 (period ended 2026-06-30). Largest holders: Prudential Financial Inc ($15.2M), Jim Saulnier & Associates, LLC ($4.8M), Smith, Moore & Co. ($2.1M).
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | PRUDENTIAL FINANCIAL INC | $15.2M | 487,637 | Added |
| 2 | JIM SAULNIER & ASSOCIATES, LLC | $4.8M | 154,475 | Added |
| 3 | SMITH, MOORE & CO. | $2.1M | 67,908 | New |
| 4 | Spire Wealth Management | $2.0M | 63,714 | Added |
| 5 | COMMONWEALTH EQUITY SERVICES, LLC | $1.2M | 40,049 | Added |
| 6 | RAYMOND JAMES FINANCIAL INC | $755,105 | 24,219 | New |
| 7 | Blue Water Asset Management | $749,674 | 24,045 | Added |
| 8 | AMERICAN ASSET MANAGEMENT INC. | $616,393 | 19,770 | New |
| 9 | Evergreen Wealth Solutions, LLC | $572,658 | 18,045 | New |
| 10 | KESTRA PRIVATE WEALTH SERVICES, LLC | $485,975 | 15,587 | Hold |
| 11 | MML INVESTORS SERVICES, LLC | $433,938 | 13,918 | New |
| 12 | Royal Bank of Canada | $310,000 | 9,938 | Added |
| 13 | Steward Partners Investment Advisory, LLC | $161,908 | 5,193 | New |
| 14 | DHJJ Financial Advisors, Ltd. | $119,132 | 3,821 | Added |
| 15 | UBS Group AG | $0 | 0 | Exited |
| 16 | LeClair Wealth Partners LLC | $0 | 0 | Exited |
| 17 | CENTAURUS FINANCIAL, INC. | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-06-30