20 institutions reported holding $30.6M of PGIM ROCK ETF TR (PBFB) in SEC 13F filings for 2026-06-30. Largest institutional holders: PRUDENTIAL FINANCIAL INC ($15.2M), Spire Wealth Management ($3.0M), JIM SAULNIER & ASSOCIATES, LLC ($3.0M), AMERICAN ASSET MANAGEMENT INC. ($2.6M), COMMONWEALTH EQUITY SERVICES, LLC ($1.1M). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | PRUDENTIAL FINANCIAL INC | $15.2M | 475,014 | Added |
| 2 | Spire Wealth Management | $3.0M | 94,668 | Trimmed |
| 3 | JIM SAULNIER & ASSOCIATES, LLC | $3.0M | 93,746 | Hold |
| 4 | AMERICAN ASSET MANAGEMENT INC. | $2.6M | 82,989 | Trimmed |
| 5 | COMMONWEALTH EQUITY SERVICES, LLC | $1.1M | 33,922 | Trimmed |
| 6 | Kestra Advisory Services, LLC | $1.0M | 32,476 | Added |
| 7 | Blue Water Asset Management | $828,671 | 25,963 | Trimmed |
| 8 | Cetera Investment Advisers | $764,523 | 23,953 | Added |
| 9 | RAYMOND JAMES FINANCIAL INC | $670,170 | 20,997 | Hold |
| 10 | Three Seasons Wealth, LLC | $668,765 | 20,953 | Hold |
| 11 | Evergreen Wealth Solutions, LLC | $529,207 | 16,300 | Added |
| 12 | MML INVESTORS SERVICES, LLC | $410,681 | 12,867 | Added |
| 13 | DHJJ Financial Advisors, Ltd. | $320,707 | 10,048 | Hold |
| 14 | Royal Bank of Canada | $232,000 | 7,269 | Trimmed |
| 15 | SAGESPRING WEALTH PARTNERS, LLC | $215,171 | 6,742 | Hold |
| 16 | PNC Financial Services Group, Inc. | $32,428 | 1,016 | Hold |
| 17 | ST GERMAIN D J CO INC | $15,480 | 485 | Hold |
| 18 | OLD MISSION CAPITAL LLC | $0 | 0 | Exited |
| 19 | UBS Group AG | $0 | 0 | Exited |
| 20 | LeClair Wealth Partners LLC | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-06-30