PBAU — Pgim Rock ETF Tr Institutional Holders · Q2 2026
Who owns Pgim Rock ETF Tr (PBAU)? 19 institutions reported holding $26.10M in SEC 13F filings for Q2 2026 (period ended 2026-06-30). Largest holders: Prudential Financial Inc ($15.2M), Jim Saulnier & Associates, LLC ($3.0M), Evergreen Wealth Solutions, LLC ($1.5M).
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | PRUDENTIAL FINANCIAL INC | $15.2M | 482,514 | Added |
| 2 | JIM SAULNIER & ASSOCIATES, LLC | $3.0M | 96,541 | Hold |
| 3 | Evergreen Wealth Solutions, LLC | $1.5M | 47,574 | Added |
| 4 | Spire Wealth Management | $1.5M | 46,407 | Trimmed |
| 5 | Kestra Advisory Services, LLC | $1.1M | 35,009 | Hold |
| 6 | AMERICAN ASSET MANAGEMENT INC. | $870,928 | 27,719 | Trimmed |
| 7 | Pathstone Holdings, LLC | $551,419 | 17,550 | New |
| 8 | COMMONWEALTH EQUITY SERVICES, LLC | $469,820 | 14,953 | Trimmed |
| 9 | KESTRA PRIVATE WEALTH SERVICES, LLC | $440,507 | 14,020 | Hold |
| 10 | OLD MISSION CAPITAL LLC | $348,572 | 11,094 | New |
| 11 | Blue Water Asset Management | $329,375 | 10,483 | Hold |
| 12 | Steward Partners Investment Advisory, LLC | $253,024 | 8,053 | Hold |
| 13 | HARBOUR INVESTMENTS, INC. | $174,663 | 5,559 | Hold |
| 14 | Royal Bank of Canada | $136,000 | 4,343 | Trimmed |
| 15 | DHJJ Financial Advisors, Ltd. | $101,738 | 3,238 | Hold |
| 16 | UBS Group AG | $87,536 | 2,786 | Added |
| 17 | PNC Financial Services Group, Inc. | $40,375 | 1,285 | Added |
| 18 | Sunrise Financial Services, LLC | $16,338 | 520 | Hold |
| 19 | LeClair Wealth Partners LLC | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-06-30