PBAP — Pgim Rock ETF Tr Institutional Holders · Q2 2026
Who owns Pgim Rock ETF Tr (PBAP)? 18 institutions reported holding $28.11M in SEC 13F filings for Q2 2026 (period ended 2026-06-30). Largest holders: Prudential Financial Inc ($15.2M), Centaurus Financial, Inc. ($3.2M), Jim Saulnier & Associates, LLC ($2.5M).
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | PRUDENTIAL FINANCIAL INC | $15.2M | 488,860 | Added |
| 2 | CENTAURUS FINANCIAL, INC. | $3.2M | 104,342 | Added |
| 3 | JIM SAULNIER & ASSOCIATES, LLC | $2.5M | 81,028 | Added |
| 4 | Blue Water Asset Management | $1.5M | 48,873 | Added |
| 5 | Cetera Investment Advisers | $1.2M | 38,309 | Added |
| 6 | SMITH, MOORE & CO. | $1.0M | 33,333 | New |
| 7 | Spire Wealth Management | $992,780 | 32,015 | Added |
| 8 | COMMONWEALTH EQUITY SERVICES, LLC | $832,990 | 26,858 | Added |
| 9 | Kestra Advisory Services, LLC | $640,826 | 20,662 | Added |
| 10 | AMERICAN ASSET MANAGEMENT INC. | $528,832 | 17,051 | Added |
| 11 | DHJJ Financial Advisors, Ltd. | $279,691 | 9,018 | Added |
| 12 | HARBOR INVESTMENT ADVISORY, LLC | $62,029 | 2,000 | Hold |
| 13 | Royal Bank of Canada | $55,000 | 1,774 | New |
| 14 | Steward Partners Investment Advisory, LLC | $52,725 | 1,700 | Hold |
| 15 | PNC Financial Services Group, Inc. | $18,237 | 588 | Hold |
| 16 | JANE STREET GROUP, LLC | $0 | 0 | Exited |
| 17 | UBS Group AG | $0 | 0 | Exited |
| 18 | LeClair Wealth Partners LLC | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-06-30