Who Owns NEUBERGER SMALL-MID CAP ETF (NBSM)? -- Institutional Holders (2026-06-30)

26 institutions reported holding $69.9M of NEUBERGER SMALL-MID CAP ETF (NBSM) in SEC 13F filings for 2026-06-30. Largest institutional holders: NEUBERGER BERMAN GROUP LLC ($21.5M), LPL Financial LLC ($7.8M), STAGE HARBOR FINANCIAL, LLC ($7.3M), RAYMOND JAMES FINANCIAL INC ($6.5M), BANK OF AMERICA CORP /DE/ ($5.7M). Source: SEC Form 13F.

RankInstitutionValueSharesChange
1NEUBERGER BERMAN GROUP LLC$21.5M747,128Trimmed
2LPL Financial LLC$7.8M269,987Trimmed
3STAGE HARBOR FINANCIAL, LLC$7.3M254,627Added
4RAYMOND JAMES FINANCIAL INC$6.5M226,172Added
5BANK OF AMERICA CORP /DE/$5.7M199,777Added
6Cambridge Investment Research Advisors, Inc.$4.1M142,596Added
7Broadway Wealth Solutions, Inc.$3.7M129,898Added
8JONES FINANCIAL COMPANIES LLLP$3.1M110,340Added
9EXCHANGE TRADED CONCEPTS, LLC$3.1M107,783Trimmed
10MORGAN STANLEY$1.5M53,175New
11HighTower Advisors, LLC$1.4M47,351Added
12Worth Financial Advisory Group, LLC$836,49529,136New
13FLOW TRADERS U.S. LLC$821,00028,588New
14Royal Bank of Canada$724,00025,229Trimmed
15BARNES PETTEY FINANCIAL ADVISORS, LLC$487,49616,980Added
16SUSQUEHANNA INTERNATIONAL GROUP, LLP$398,29413,873New
17CITADEL ADVISORS LLC$354,79812,358New
18Pathstone Holdings, LLC$332,18711,570Hold
19BARRETT & COMPANY, INC.$109,5003,814Added
20OSAIC HOLDINGS, INC.$88,9363,098Trimmed
21Rockefeller Capital Management L.P.$43,0361,499New
22UBS Group AG$42,8071,491New
23HARBOUR INVESTMENTS, INC.$2,15375Hold
24Chevy Chase Trust Holdings, LLC$00Exited
25JANE STREET GROUP, LLC$00Exited

Source: SEC Form 13F filings · as of 2026-06-30