HTGC — Hercules Capital Inc Institutional Holders · Q3 2026
Who owns Hercules Capital Inc (HTGC)? 12 institutions reported holding $79.44M in SEC 13F filings for Q3 2026 (period ended 2026-09-30). Largest holders: Sound Income Strategies, LLC ($62.5M), Border to Coast Pensions Partnership Ltd ($10.1M), Confluence Investment Management LLC ($4.8M).
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | Sound Income Strategies, LLC | $62.5M | 3.8M | Added |
| 2 | Border to Coast Pensions Partnership Ltd | $10.1M | 600,000 | Hold |
| 3 | CONFLUENCE INVESTMENT MANAGEMENT LLC | $4.8M | 283,759 | Added |
| 4 | Mirador Capital Partners LP | $754,059 | 44,858 | Added |
| 5 | Farther Finance Advisors, LLC | $667,934 | 39,734 | Added |
| 6 | Monument Capital Management | $483,288 | 28,750 | Trimmed |
| 7 | ARMSTRONG ADVISORY GROUP, INC | $133,498 | 7,942 | Added |
| 8 | CX Institutional | $29,000 | 1,712 | Added |
| 9 | Bank of New Hampshire | $10,086 | 600 | Hold |
| 10 | Roxbury Financial LLC | $2,690 | 160 | Hold |
| 11 | ELEVATION WEALTH PARTNERS, LLC | $0 | 0 | Exited |
| 12 | GILPIN WEALTH MANAGEMENT, LLC | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-09-30