13 institutions reported holding $20.8M of HERZFELD CARIBBEAN BASIN FD (HERZ) in SEC 13F filings for 2026-06-30. Largest institutional holders: Thomas J. Herzfeld Advisors, Inc. ($14.1M), ENVESTNET ASSET MANAGEMENT INC ($4.6M), CHOREO, LLC ($808,258), CSS LLC/IL ($653,204), Private Advisor Group, LLC ($353,460). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | Thomas J. Herzfeld Advisors, Inc. | $14.1M | 817,534 | Added |
| 2 | ENVESTNET ASSET MANAGEMENT INC | $4.6M | 268,909 | Added |
| 3 | CHOREO, LLC | $808,258 | 46,992 | Added |
| 4 | CSS LLC/IL | $653,204 | 37,977 | Trimmed |
| 5 | Private Advisor Group, LLC | $353,460 | 20,550 | New |
| 6 | OSAIC HOLDINGS, INC. | $82,315 | 4,777 | Added |
| 7 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $65,660 | 3,842 | Trimmed |
| 8 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $51,548 | 2,997 | Trimmed |
| 9 | MORGAN STANLEY | $44,961 | 2,614 | Hold |
| 10 | Rockefeller Capital Management L.P. | $19,140 | 1,112 | Added |
| 11 | Royal Bank of Canada | $9,000 | 534 | Added |
| 12 | JPMORGAN CHASE & CO | $1,011 | 61 | Added |
| 13 | CoreCap Advisors, LLC | $464 | 27 | Hold |
Source: SEC Form 13F filings · as of 2026-06-30