Who Owns GUGGENHEIM ACTIVE ALLOC FD (GUG)? -- Institutional Holders (2026-06-30)
52 institutions reported holding $182.6M of GUGGENHEIM ACTIVE ALLOC FD (GUG) in SEC 13F filings for 2026-06-30. Largest institutional holders: MORGAN STANLEY ($45.8M), BANK OF AMERICA CORP /DE/ ($15.3M), GUGGENHEIM CAPITAL LLC ($15.2M), COHEN & STEERS, INC. ($13.8M), Atlas Wealth LLC ($13.6M). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|
| 1 | MORGAN STANLEY | $45.8M | 2.9M | Added |
| 2 | BANK OF AMERICA CORP /DE/ | $15.3M | 960,147 | Added |
| 3 | GUGGENHEIM CAPITAL LLC | $15.2M | 950,000 | Hold |
| 4 | COHEN & STEERS, INC. | $13.8M | 863,149 | Added |
| 5 | Atlas Wealth LLC | $13.6M | 848,495 | New |
| 6 | Advisors Asset Management, Inc. | $12.8M | 801,539 | Trimmed |
| 7 | RAYMOND JAMES FINANCIAL INC | $12.5M | 781,046 | Added |
| 8 | Baird Financial Group, Inc. | $10.8M | 676,913 | Trimmed |
| 9 | WELLS FARGO & COMPANY/MN | $10.6M | 665,643 | Added |
| 10 | Royal Bank of Canada | $8.0M | 498,064 | Trimmed |
| 11 | Pathstone Holdings, LLC | $5.9M | 371,088 | Trimmed |
| 12 | Steward Partners Investment Advisory, LLC | $2.8M | 174,918 | Added |
| 13 | Sanctuary Advisors, LLC | $1.8M | 109,996 | New |
| 14 | Kestra Advisory Services, LLC | $1.6M | 100,518 | New |
| 15 | Invesco Ltd. | $1.3M | 84,145 | Trimmed |
| 16 | Closed-End Fund Advisors, Inc. | $1.3M | 80,586 | Trimmed |
| 17 | STIFEL FINANCIAL CORP | $783,886 | 49,054 | Added |
| 18 | OPPENHEIMER & CO INC | $700,308 | 43,824 | Trimmed |
| 19 | Concurrent Investment Advisors, LLC | $650,991 | 40,738 | Added |
| 20 | J.W. COLE ADVISORS, INC. | $626,253 | 39,190 | Added |
| 21 | OSAIC HOLDINGS, INC. | $611,821 | 38,286 | Trimmed |
| 22 | LPL Financial LLC | $546,942 | 34,227 | Trimmed |
| 23 | Aviance Capital Partners, LLC | $525,980 | 32,915 | Added |
| 24 | CITADEL ADVISORS LLC | $514,252 | 32,181 | Added |
| 25 | HighTower Advisors, LLC | $510,385 | 31,939 | New |
Source: SEC Form 13F filings · as of 2026-06-30