| 1 | SIT INVESTMENT ASSOCIATES INC | $18.1M | 2.1M | Trimmed |
| 2 | MORGAN STANLEY | $8.4M | 974,969 | Trimmed |
| 3 | Saba Capital Management, L.P. | $6.7M | 774,988 | Trimmed |
| 4 | Pathstone Holdings, LLC | $5.4M | 630,965 | Trimmed |
| 5 | Royal Bank of Canada | $4.6M | 527,903 | Added |
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | $4.5M | 523,377 | Trimmed |
| 7 | Advisors Asset Management, Inc. | $3.3M | 383,564 | Added |
| 8 | BANK OF AMERICA CORP /DE/ | $3.0M | 346,206 | Added |
| 9 | Almitas Capital LLC | $2.9M | 331,172 | Added |
| 10 | 1607 Capital Partners, LLC | $2.5M | 290,341 | Trimmed |
| 11 | TrueMark Investments, LLC | $1.9M | 217,362 | Added |
| 12 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $1.9M | 216,765 | Added |
| 13 | GUGGENHEIM CAPITAL LLC | $1.7M | 197,119 | Added |
| 14 | Karpus Management, Inc. | $1.2M | 138,971 | Added |
| 15 | North Ground Capital | $767,990 | 89,094 | Added |
| 16 | ENVESTNET ASSET MANAGEMENT INC | $601,595 | 69,791 | Trimmed |
| 17 | RAYMOND JAMES FINANCIAL INC | $594,364 | 68,951 | Added |
| 18 | RPO LLC | $485,505 | 56,323 | Trimmed |
| 19 | OSAIC HOLDINGS, INC. | $480,088 | 55,693 | Trimmed |
| 20 | SeaCrest Wealth Management, LLC | $459,756 | 53,336 | Added |
| 21 | Invesco Ltd. | $325,422 | 37,752 | Added |
| 22 | CITADEL ADVISORS LLC | $315,440 | 36,594 | New |
| 23 | Pathway Financial Advisors LLC | $260,686 | 30,207 | Hold |
| 24 | HRT FINANCIAL LP | $249,000 | 28,892 | New |
| 25 | Baird Financial Group, Inc. | $228,249 | 26,479 | Added |