FAI — First Trust Exchange-Traded Fu Institutional Holders · Q3 2026
Who owns First Trust Exchange-Traded Fu (FAI)? 3 institutions reported holding $2.99M in SEC 13F filings for Q3 2026 (period ended 2026-09-30). Largest holders: Castle Rock Wealth Management, LLC ($3.0M), CoreCap Advisors, LLC ($2,551), CX Institutional ($2,000).
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | Castle Rock Wealth Management, LLC | $3.0M | 50,690 | New |
| 2 | CoreCap Advisors, LLC | $2,551 | 45 | New |
| 3 | CX Institutional | $2,000 | 32 | New |
Source: SEC Form 13F filings · as of 2026-09-30