DUKQ — Northern Lights Fd Tr Institutional Holders · Q2 2026
Who owns Northern Lights Fd Tr (DUKQ)? 7 institutions reported holding $9.59M in SEC 13F filings for Q2 2026 (period ended 2026-06-30). Largest holders: Sigma Planning Corp ($7.0M), Cambridge Investment Research Advisors, Inc. ($1.9M), Mml Investors Services, LLC ($608,746).
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | Sigma Planning Corp | $7.0M | 220,883 | Added |
| 2 | Cambridge Investment Research Advisors, Inc. | $1.9M | 61,284 | Trimmed |
| 3 | MML INVESTORS SERVICES, LLC | $608,746 | 19,135 | Trimmed |
| 4 | OSAIC HOLDINGS, INC. | $4,772 | 150 | Hold |
| 5 | HARBOUR INVESTMENTS, INC. | $3,150 | 99 | Hold |
| 6 | UBS Group AG | $0 | 0 | Exited |
| 7 | COMMONWEALTH EQUITY SERVICES, LLC | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-06-30