AUGP — Pgim Rock ETF Tr Institutional Holders · Q2 2026
Who owns Pgim Rock ETF Tr (AUGP)? 11 institutions reported holding $20.98M in SEC 13F filings for Q2 2026 (period ended 2026-06-30). Largest holders: Prudential Financial Inc ($17.6M), Commonwealth Equity Services, LLC ($1.3M), Sugar Maple Asset Management, LLC ($446,441).
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | PRUDENTIAL FINANCIAL INC | $17.6M | 532,442 | Added |
| 2 | COMMONWEALTH EQUITY SERVICES, LLC | $1.3M | 38,498 | Trimmed |
| 3 | Sugar Maple Asset Management, LLC | $446,441 | 13,500 | Hold |
| 4 | Royal Bank of Canada | $391,000 | 11,825 | Added |
| 5 | RAYMOND JAMES FINANCIAL INC | $300,174 | 9,077 | Hold |
| 6 | Steward Partners Investment Advisory, LLC | $298,487 | 9,026 | Hold |
| 7 | DHJJ Financial Advisors, Ltd. | $239,690 | 7,248 | Trimmed |
| 8 | OLD MISSION CAPITAL LLC | $235,125 | 7,110 | Trimmed |
| 9 | PNC Financial Services Group, Inc. | $145,837 | 4,410 | Hold |
| 10 | HARBOUR INVESTMENTS, INC. | $48,943 | 1,480 | Hold |
| 11 | UBS Group AG | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-06-30