Western Investment LLC 13F Holdings · last filed Q3 2013
Western Investment LLC reported 23 securities worth $23.21M in its SEC 13F filing for Q3 2013 (period ended 2013-09-30). Top holdings: MVC (46.11%), NXZ (5.04%). Among its top 25 positions this quarter: 7 new, 9 added, 3 trimmed.
| Rank | Ticker | Company | Value | % Portfolio | Shares | Action |
|---|---|---|---|---|---|---|
| 1 | MVC | MVC CAPITAL INC | $10.7M | 46.11% | 819,378 | Trimmed |
| 2 | NUVEEN DIVER CURRENCY OPPOR | $2.7M | 11.50% | 254,540 | Added | |
| 3 | NXZ | NUVEEN DIV ADVANTAGE MUN FD | $1.2M | 5.04% | 90,147 | New |
| 4 | BTZ | BLACKROCK CR ALLCTN INC TR | $933,000 | 4.02% | 71,562 | Added |
| 5 | EWA | ISHARES | $904,000 | 3.90% | 35,786 | Added |
| 6 | TIPT | TIPTREE FINL INC | $794,000 | 3.42% | 105,124 | New |
| 7 | SPE | SPECIAL OPPORTUNITIES FD INC | $791,000 | 3.41% | 44,893 | Added |
| 8 | NZF | NUVEEN DIV ADV MUNI FD 3 | $750,000 | 3.23% | 59,024 | Added |
| 9 | NMA | NUVEEN MUN ADVANTAGE FD INC | $535,000 | 2.31% | 42,783 | Added |
| 10 | CET | CENTRAL SECS CORP | $501,000 | 2.16% | 21,369 | Added |
| 11 | UUP | POWERSHS DB US DOLLAR INDEX | $398,000 | 1.71% | 18,400 | New |
| 12 | DX | DYNEX CAP INC | $309,000 | 1.33% | 35,185 | Added |
| 13 | FTT | FEDERATED ENHANC TREAS INCM | $282,000 | 1.22% | 21,900 | Trimmed |
| 14 | GLU | GABELLI GLOBL UTIL & INCOME | $241,000 | 1.04% | 12,266 | Hold |
| 15 | ACG | ALLIANCEBERNSTEIN INCOME FUN | $224,000 | 0.97% | 31,811 | New |
| 16 | FUR | WINTHROP RLTY TR | $223,000 | 0.96% | 20,000 | New |
| 17 | AMERICAN STRATEGIC INCOME II | $218,000 | 0.94% | 31,448 | New | |
| 18 | NMO | NUVEEN MUN MKT OPPORTUNITY F | $207,000 | 0.89% | 16,883 | Added |
| 19 | NIE | ALLIANZGI EQUITY & CONV INCO | $200,000 | 0.86% | 10,757 | Hold |
| 20 | DS | NEWCASTLE INVT CORP | $191,000 | 0.82% | 33,900 | Hold |
| 21 | FUND | ROYCE FOCUS TR | $181,000 | 0.78% | 25,106 | Hold |
| 22 | NQU | NUVEEN QUALITY INCOME MUN FD | $173,000 | 0.75% | 13,741 | Trimmed |
| 23 | AMERN STRATEGIC INCOME PTFL | $154,000 | 0.66% | 18,986 | New | |
| 24 | AOD | ALPINE TOTAL DYNAMIC DIVID F | $153,000 | 0.66% | 38,000 | Hold |
| 25 | COHEN & STEERS DIV MJRS FDIN | $137,000 | 0.59% | 10,001 | Hold |
Source: SEC Form 13F filings · as of 2013-09-30
Every position in this 13F-HR, with its change from the prior quarter.
13F holdings, latest quarter
SourceSEC EDGAR13F-HR