Smith Affiliated Capital Corp. 13F Holdings · last filed Q3 2017
Smith Affiliated Capital Corp. reported 111 securities worth $86.48M in its SEC 13F filing for Q3 2017 (period ended 2017-09-30). Top holdings: CEF (67.00%), PHYS (4.02%). Among its top 25 positions this quarter: 5 new, 5 added, 5 trimmed.
| Rank | Ticker | Company | Value | % Portfolio | Shares | Action |
|---|---|---|---|---|---|---|
| 1 | CEF | CENTRAL FD CDA LTD | $57.9M | 67.00% | 0 | Trimmed |
| 2 | PHYS | SPROTT PHYSICAL GOLD TRUST | $3.5M | 4.02% | 0 | Trimmed |
| 3 | ENTERPRISE PRODU 5.250 8/16 | $1.9M | 2.23% | 0 | New | |
| 4 | EMP | ENTERGY MISSISSIPPI, INC. | $1.4M | 1.60% | 0 | Added |
| 5 | USBPRS | U.S. BANCORP 5.300 2/02 | $1.3M | 1.54% | 0 | Hold |
| 6 | PSAPRG | PUBLIC STORAGE | $1.2M | 1.34% | 0 | New |
| 7 | TRANSCANADA TRUS 5.300 3/15 | $1.1M | 1.26% | 0 | Added | |
| 8 | NRUC | NATIONAL RURAL U 5.250 4/20/46 | $1.0M | 1.19% | 0 | Added |
| 9 | DRUA | DOMINION RESOURC 5.750 10/01 | $954,720 | 1.10% | 0 | Hold |
| 10 | PRH2 | PRUDENTIAL FINAN 5.200 3/15/44 | $903,661 | 1.04% | 0 | Hold |
| 11 | SCEPRL | SCE TRUST VI | $842,616 | 0.97% | 0 | New |
| 12 | NTRSP | NORTHERN TRUST C 4.600 4/01 | $768,750 | 0.89% | 0 | Hold |
| 13 | JPMORGAN CHASE & 5.150 5/01/23 | $674,375 | 0.78% | 0 | Added | |
| 14 | SCHWPRJ | THE CHARLES SCHW 4.625 12/29 | $615,000 | 0.71% | 0 | Hold |
| 15 | JPM | JPMORGAN CHASE & 7.900 4/29/49 | $566,500 | 0.66% | 0 | Trimmed |
| 16 | BNSF FUNDING TRU 6.613 12/15 | $565,718 | 0.65% | 0 | Hold | |
| 17 | AXP | AMERICAN EXPRESS 5.200 5/29/49 | $564,438 | 0.65% | 0 | Hold |
| 18 | ALLPRJ | THE ALLSTATE COR 5.750 8/15 | $548,750 | 0.63% | 0 | Hold |
| 19 | DRUA | DOMINION ENERGY INC | $531,274 | 0.61% | 0 | Added |
| 20 | SCEPRK | SCE TRUST V | $530,100 | 0.61% | 0 | Trimmed |
| 21 | STTPRG | STATE STREET COR 5.250 12/29/49 | $526,250 | 0.61% | 0 | Hold |
| 22 | BNYPRK | BANK OF NEW YORK 4.950 12/29/49 | $519,065 | 0.60% | 0 | Hold |
| 23 | CB1 | THE CHUBB CORPOR 3.554 4/15/37 | $492,278 | 0.57% | 0 | Trimmed |
| 24 | BNYPRK | BANK OF NEW YORK 4.625 3/20 | $408,080 | 0.47% | 0 | New |
| 25 | SOJB | SOUTHERN COMPANY | $255,100 | 0.29% | 0 | New |
Source: SEC Form 13F filings · as of 2017-09-30
Every position in this 13F-HR, with its change from the prior quarter.
13F holdings, latest quarter
SourceSEC EDGAR13F-HR