23 institutions reported holding $19.6M of LISTED FDS TR (TUGN) in SEC 13F filings for 2026-06-30. Largest institutional holders: Q3 Asset Management ($7.2M), Fifth Third Securities, Inc. ($4.2M), HBW ADVISORY SERVICES LLC ($3.2M), WEALTH ENHANCEMENT ADVISORY SERVICES, LLC ($1.3M), Redwood Family Wealth LLC ($1.1M). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | Q3 Asset Management | $7.2M | 252,756 | Trimmed |
| 2 | Fifth Third Securities, Inc. | $4.2M | 147,079 | Added |
| 3 | HBW ADVISORY SERVICES LLC | $3.2M | 112,152 | Added |
| 4 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.3M | 45,090 | Added |
| 5 | Redwood Family Wealth LLC | $1.1M | 40,058 | Trimmed |
| 6 | PFG Investments, LLC | $838,126 | 29,527 | Added |
| 7 | MML INVESTORS SERVICES, LLC | $467,055 | 16,454 | New |
| 8 | COMMONWEALTH EQUITY SERVICES, LLC | $320,950 | 11,307 | Added |
| 9 | OLD MISSION CAPITAL LLC | $315,306 | 11,108 | New |
| 10 | LPL Financial LLC | $274,090 | 9,656 | Hold |
| 11 | Transamerica Financial Advisors, LLC | $146,136 | 5,148 | Trimmed |
| 12 | AE Wealth Management LLC | $115,813 | 4,080 | Hold |
| 13 | HARBOUR INVESTMENTS, INC. | $108,350 | 3,817 | Trimmed |
| 14 | Rockefeller Capital Management L.P. | $19,870 | 700 | New |
| 15 | UBS Group AG | $12,916 | 455 | Added |
| 16 | Triumph Capital Management | $5,677 | 200 | Hold |
| 17 | MORGAN STANLEY | $29 | 1 | New |
| 18 | FMR LLC | $28 | 1 | New |
| 19 | WELLS FARGO & COMPANY/MN | $27 | 1 | New |
| 20 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | $0 | 0 | Exited |
| 21 | GTS SECURITIES LLC | $0 | 0 | Exited |
| 22 | Private Advisor Group, LLC | $0 | 0 | Exited |
| 23 | ENVESTNET ASSET MANAGEMENT INC | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-06-30